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Affiliates

Grupo Financiero Monex is a Mexican company made up of three financial entities: Banco Monex (Bank), Monex Casa de Bolsa (Brokerage Firm) and Monex Operadora de Fondos (Mutual Funds), through which it offers its customers the following products:

• Foreign Exchange
• Investment Funds
• Securities (Fixed Income Securities, Equity Securities and Investment Banking)
• Derivatives
• International Investments
• Trust Funds and Inventory-Secured Loans
• Ex-Im Bank Import Loans
• Letters of Credit

Monex has over 20 years of financial market experience. Throughout its history, the company has demonstrated consistent growth in trading volume and number of customers, both in foreign exchange transactions as well as other product lines.

Monex Securities, Inc is a wholly owned subsidiary of Monex Casa de Bolsa, S.A. de C.V., which in turn is part of Monex Grupo Financiero, a leading financial group in Mexico.

Organized as a broker dealer under the Laws of the United States of America, Monex Securities Inc. is regulated by the corresponding US authorities.

Monex Securities, Inc is a member of the FINRA (The Financial Industry Regulatory Authority, Before NASD) and is registered before the SEC (Securities and Exchange Commission). In addition, it is a member of SIPC (Securities Investor Protection Corporation).

Monex Securities, Inc. offers its customers a wide variety of financial products and services aimed at satisfying their investment needs.

The offices of Monex Securities, Inc. are located in the following address:

Monex Asset Management, Inc.
440 Louisiana Street Suite 1240
Houston TX, 77002